Your Goals Become Ours

Are you seeking meaningful, lucrative professional and personal growth? We enable and champion the career you envision — at any point on your professional journey. The collective knowledge of our people, plus our investment in infrastructure, allows each affiliate to develop the working life that makes sense for them.

Practice Growth

Seeking the resources and collaborative environment to expand your client book? We help fuel your strategic growth in ways that meet your needs and your preferences. These include:

             RoundRock Financial Planning and Investment Management Framework

    • Address cash flow, insurance, tax planning, retirement, charitable giving and estate planning
    • Includes risk analysis and proposal systems through our investment and asset managers
    • Offers access to our legal, accounting and insurance services, as well as other partnerships

             Practice Management Services

    • White-label informational and marketing content
    • Business development collaboration with team members planning for succession
    • Coaching and advice

            Administrative Services

    • Minimize your time away from your focus on client advisory services
    • Build your team with the help of our human resources and payroll services
    • Keep your practice safe using our compliance, oversight and custodial capabilities
    • Keep your cash flow streaming with our billing and reporting systems
    • User-friendly client portal and CRM


Our team and tools enable you to pursue your passions and interests. Go deep into the sectors that challenge you and where you find fulfillment and success, while continuing to provide your clients with the well-rounded advisory services that meet their financial goals.

Envisioning Succession

Practice Management ServicesSet the plan for your optimal retirement. Build your succession plan with us. With the stability, partnership and resources of RoundRock:

    • You determine how much or how little you want to work — and for how long
    • You benefit from all of our Administrative Support, Wealth and Investment Management Framework, and Practice Management Services
    • You realize the maximum value of your client book when you retire
    • Your clients will be well taken care of by an Advisor that meets with your approval and shares your professional values